ROKU, INC — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-11-09

Reporting Person: KAY STEPHEN H (SVP General Counsel, Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Class A Common Stock	G	8500	—	Disposed	77312	Direct
2020-11-16	Class A Common Stock	M	2636	$0.0	Acquired	79948	Direct
2020-11-17	Class A Common Stock	S	1324	$237.8066	Disposed	78624	Direct
2020-11-18	Class A Common Stock	S	1312	$235.75	Disposed	77312	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-16	Restricted Stock Unit	$0.0	M	2636	Disposed	2028-08-18	Class A Common Stock (2636)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F3: This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020.