ROKU, INC — Director's Dealing 2020

May 27, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-05-22

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-22	Class A Common Stock	M	1065	—	Acquired	1065	Direct
2020-05-26	Class A Common Stock	S	322	$110	Disposed	743	Direct
2020-05-26	Class A Common Stock	M	307	$35.99	Acquired	1050	Direct
2020-05-26	Class A Common Stock	S	307	$110.0	Disposed	743	Direct
2020-05-26	Class A Common Stock	A	1482	$0.0	Acquired	2225	Direct
2020-05-27	Class A Common Stock	S	447	$107.34	Disposed	1778	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-22	Restricted Stock Unit	$0	M	1065	Disposed		Class A Common Stock (1065)	Direct
2020-05-26	Stock Option (right to buy)	$35.99	M	307	Disposed	2028-05-24	Class A Common Stock (307)	Direct
2020-05-26	Restricted Stock Unit	$0.0	M	1482	Disposed		Class A Common Stock (1482)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

F3: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F4: This option vests in 36 equal monthly installments. The first installment vested on 5/24/2018.

F5: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.