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ROKU, INC Director's Dealing 2020

May 27, 2020

30414_dirs_2020-05-27_1cd1ae27-c119-4629-bc0d-0d47b10dfca9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-05-19

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-19 Class A Common Stock G 2727 $0.0 Disposed 41478 Direct
2020-05-22 Class A Common Stock S 10768 $109.8207 Disposed 30710 Direct
2020-05-22 Class A Common Stock S 5228 $110.5383 Disposed 25482 Direct
2020-05-22 Class A Common Stock S 1304 $112.1816 Disposed 24178.0 Direct
2020-05-22 Class A Common Stock S 2610.0 $109.8858 Disposed 21568.0 Direct
2020-05-22 Class A Common Stock S 900 $110.6372 Disposed 20668 Direct
2020-05-22 Class A Common Stock S 400 $111.9925 Disposed 20268 Direct

Footnotes

F1: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.31 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $111.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.32 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.34 to $111.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.