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ROKU, INC — Director's Dealing 2020
May 27, 2020
30414_dirs_2020-05-27_1cd1ae27-c119-4629-bc0d-0d47b10dfca9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-05-19
Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-19 | Class A Common Stock | G | 2727 | $0.0 | Disposed | 41478 | Direct |
| 2020-05-22 | Class A Common Stock | S | 10768 | $109.8207 | Disposed | 30710 | Direct |
| 2020-05-22 | Class A Common Stock | S | 5228 | $110.5383 | Disposed | 25482 | Direct |
| 2020-05-22 | Class A Common Stock | S | 1304 | $112.1816 | Disposed | 24178.0 | Direct |
| 2020-05-22 | Class A Common Stock | S | 2610.0 | $109.8858 | Disposed | 21568.0 | Direct |
| 2020-05-22 | Class A Common Stock | S | 900 | $110.6372 | Disposed | 20668 | Direct |
| 2020-05-22 | Class A Common Stock | S | 400 | $111.9925 | Disposed | 20268 | Direct |
Footnotes
F1: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.31 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $111.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.32 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.34 to $111.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.