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ROKU, INC Director's Dealing 2020

Nov 19, 2020

30414_dirs_2020-11-19_974f5347-1c48-4717-9c14-d222e3eabc9a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-11-17

Reporting Person: Henricks Alan S. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-17	Class A Common Stock	C	7500	$2.28	Acquired	12787	Direct
2020-11-17	Class A Common Stock	S	5000	$240.815	Disposed	7787	Direct
2020-11-17	Class A Common Stock	S	2500	$240	Disposed	5287	Direct
2020-11-19	Class A Common Stock	C	7500.0	$2.28	Acquired	12787.0	Direct
2020-11-19	Class A Common Stock	S	5000.0	$249.06	Disposed	7787.0	Direct
2020-11-19	Class A Common Stock	S	2500.0	$253.006	Disposed	5287.0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-17	Employee Stock Option (Right to Buy)	$2.28	M	7500.0	Disposed	2022-05-01	Class B Common Stock (7500)	Direct
2020-11-17	Class B Common Stock	$2.28	M	7500.0	Acquired	2022-05-01	Class A Common Stock (7500.0)	Direct
2020-11-17	Class B Common Stock	$2.28	C	7500.0	Disposed	2022-05-01	Class A Common Stock (7500)	Direct
2020-11-19	Employee Stock Option (Right to Buy)	$2.28	M	7500.0	Disposed	2022-05-01	Class B Common Stock (7500.0)	Direct
2020-11-19	Class B Common Stock	$2.28	M	7500.0	Acquired	2022-05-01	Class A Common Stock (7500.0)	Direct
2020-11-19	Class B Common Stock	$2.28	C	7500.0	Disposed	2022-05-01	Class A Common Stock (7500.0)	Direct

Footnotes

F1: This stock option is fully vested.