ROKU, INC — Director's Dealing 2020

Jul 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-07-24

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-24	Class A Common Stock	M	306	$35.99	Acquired	1049	Direct
2020-07-24	Class A Common Stock	S	306	$147.66	Disposed	743	Direct
2020-07-27	Class A Common Stock	M	2937	$88.02	Acquired	3680	Direct
2020-07-27	Class A Common Stock	S	2937	$155.4134	Disposed	743.0	Direct
2020-07-27	Class A Common Stock	S	743	$153.34	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-24	Stock Option (right to buy)	$35.99	M	306.0	Disposed	2028-05-24	Class A Common Stock (306.0)	Direct
2020-07-27	Stock Option (right to buy)	$88.02	M	2937	Disposed	2029-05-21	Class A Common Stock (2937)	Direct

Footnotes

F1: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

F2: This option vests in 36 equal monthly installments. The first installment vested on 5/24/2018.

F3: This stock option is fully vested.