ROKU, INC — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-03-02

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-02	Class A Common Stock	M	3356	—	Acquired	47561	Direct
2020-03-03	Class A Common Stock	S	1687	$112.3931	Disposed	45874	Direct
2020-03-04	Class A Common Stock	S	1669	$110.01	Disposed	44205	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-02	Restricted Stock Unit	$0	M	3356	Disposed		Class A Common Stock (3356)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F3: This RSU vests ratably in 16 quarterly installments. The first installment vested on November 15, 2018.