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ROKU, INC Director's Dealing 2020

Aug 17, 2020

30414_dirs_2020-08-17_d6b0c8ce-f43f-453c-97d1-f6566a498129.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2020-08-13

Reporting Person: Henricks Alan S. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-13	Class A Common Stock	C	20000.0	$2.28	Acquired	26287	Direct
2020-08-13	Class A Common Stock	S	2500	$148.3853	Disposed	23787	Direct
2020-08-13	Class A Common Stock	S	5000	$149	Disposed	18787	Direct
2020-08-13	Class A Common Stock	S	2500	$149.5	Disposed	16287	Direct
2020-08-13	Class A Common Stock	S	5000.0	$150.0	Disposed	11287.0	Direct
2020-08-13	Class A Common Stock	S	5000	$150.03	Disposed	6287	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-13	Employee Stock Option (Right to Buy)	$2.28	M	20000	Disposed	2022-05-01	Class B Common Stock (20000)	Direct
2020-08-13	Class B Common Stock	$2.28	M	20000	Acquired	2022-05-01	Class A Common Stock (20000.0)	Direct
2020-08-13	Class B Common Stock	$2.28	C	20000.0	Disposed	2022-05-01	Class A Common Stock (20000)	Direct

Footnotes

F1: This stock option is fully vested.