ROKU, INC — Director's Dealing 2019

Jun 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-06-17

Reporting Person: Hastings Jeff (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-17	Class A Common Stock	C	20166	$4.08	Acquired	20166	Direct
2019-06-17	Class A Common Stock	S	20166	$101.55	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-17	Stock Option (right to buy)	$4.08	M	20166	Disposed	2024-08-05	Class B Common Stock (20166)	Direct
2019-06-17	Class B Common Stock	$4.08	M	20166	Acquired	2024-08-05	Class A Common Stock (20166)	Direct
2019-06-17	Class B Common Stock	$4.08	C	20166	Disposed	2024-08-05	Class A Common Stock (20166)	Direct

Footnotes

F1: Shares sold pursuant to Mr. Hasting's 10b5-1 plan.

F2: 1/36 of the Option vests in equal monthly installments one month from 8/5/2014.