ROKU, INC — Director's Dealing 2019

Jun 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-06-03

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-03	Class A Common Stock	M	3356	—	Acquired	7266	Direct
2019-06-04	Class A Common Stock	S	1674	$91.8815	Disposed	5592	Direct
2019-06-05	Class A Common Stock	S	1682	$97.30	Disposed	3910	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-03	Restricted Stock Unit	$0	M	3356	Disposed		Class A Common Stock (3356)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated March 6, 2019.

F3: This RSU vests ratably in 12 quarterly installments with the first vest occurring on November 15, 2018.