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ROKU, INC Director's Dealing 2019

Mar 5, 2019

30414_dirs_2019-03-05_d0c06310-c596-496f-b5d5-2eaf50829a1a.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-01-02

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-02 Class A Common Stock C 25000 $8.82 Acquired 26703 Direct
2019-01-02 Class A Common Stock S 25000 $29.82 Disposed 1703 Direct

Footnotes

F1: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 20, 2017.

F2: This Amendment is filed to correct the Amount of Securities Beneficially Owned Following Reported Trasnactions as reported previously on the Form 4 Filed January 4th 2019 (the "Original Filing"). The Original Filing did not include 1,703 shares the were held by Mr. Rosenberg as a result of an earlier RSU vest.