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ROKU, INC Director's Dealing 2019

May 24, 2019

30414_dirs_2019-05-24_4336e6f4-28a5-42da-9520-a947640a5eed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-05-22

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-24 Class A Common Stock M 1482 Acquired 1482 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-22 Restricted Stock Unit $0 A 1065 Acquired Class A Common Stock (1065) Direct
2019-05-22 Stock Option (right to buy) $88.02 A 2937 Acquired 2029-05-21 Class A Common Stock (2937) Direct
2019-05-24 Restricted Stock Unit $0 M 1482 Disposed Class A Common Stock (1482) Direct

Footnotes

F1: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date.

F2: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

F3: This RSU was granted on 5/24/2018 and vests in three equal annual installments beginning on the first anniversary of the grant date.