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ROKU, INC — Director's Dealing 2019
May 24, 2019
30414_dirs_2019-05-24_3f65b017-0d18-423e-a6ee-5e0778e7a454.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-05-22
Reporting Person: Ahuja Ravi (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-24 | Class A Common Stock | M | 2222 | — | Acquired | 2222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-22 | Restricted Stock Unit | $0 | A | 1065 | Acquired | Class A Common Stock (1065) | Direct | |
| 2019-05-22 | Stock Option (right to buy) | $88.02 | A | 2937 | Acquired | 2029-05-21 | Class A Common Stock (2937) | Direct |
| 2019-05-24 | Restricted Stock Unit | $0 | M | 2222 | Disposed | Class A Common Stock (2222) | Direct |
Footnotes
F1: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date.
F2: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.
F3: This RSU was granted on 5/24/2018 and vests in one installment on the anniversary of the grant date.
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