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ROKU, INC Director's Dealing 2019

Mar 5, 2019

30414_dirs_2019-03-05_65ac9829-236b-44db-9935-f3d57cd68b2a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-03-01

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-01 Class A Common Stock M 3356 Acquired 5059 Direct
2019-03-01 Class A Common Stock S 1149 $69.08 Disposed 3910 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-01 Restricted Stock Unit $0 M 3356 Disposed Class A Common Stock (3356) Direct

Footnotes

F1: Represents shares withheld for the payment of applicable income and payroll withholding taxes due at vest.

F2: This RSU vests ratably in 12 quarterly installments with the first vest occurring on November 15, 2018.