ROKU, INC — Director's Dealing 2019

May 24, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-03-18

Reporting Person: Rothrock Ray A. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-18	Class A Common Stock	G	41769	$61.53	Disposed	41770	Indirect
2019-04-03	Class A Common Stock	J	41770	—	Disposed	0	Indirect
2019-04-03	Class A Common Stock	J	41770	—	Acquired	127973	Direct
2019-05-24	Class A Common Stock	M	2222	—	Acquired	130195	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-22	Restricted Stock Unit	$0	A	1065	Acquired		Class A Common Stock (1065)	Direct
2019-05-22	Stock Option (right to buy)	$88.02	A	2937	Acquired	2029-05-21	Class A Common Stock (2937)	Direct
2019-05-24	Restricted Stock Unit	$0	M	2222	Disposed		Class A Common Stock (2222)	Direct

Footnotes

F1: Shares donated from indirect ownership by FiftySix Investments to 2011 Rothrock Irrevocable Trust. Mr. Rothrock has no voting or investment control over the shares held by 2011 Rothrock Irrevocable Trust.

F2: Mr. Rothrock is a Manager of FiftySix Investments, LLC and may be deemed to have voting and investment power over the shares held by FiftySix Investments, LLC. Mr. Rothrock disclaims beneficial ownership of such shares, except to the extent of his pecuiary interest therein.

F3: Shares transferred from indirect ownership by FiftySix Investments to direct ownership in Mr. Rothrock's individual account.

F4: This RSU was granted on 5/22/2019 and vests in one installment on the anniversary of the grant date.

F5: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

F6: This RSU was granted on 5/24/2018 and vests in one installment on the anniversary of the grant date.