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ROKU, INC Director's Dealing 2019

Aug 22, 2019

30414_dirs_2019-08-22_09411e79-2d3e-41c3-a507-87bddebd2537.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2019-08-20

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-20 Class A Common Stock M 4286 $35.99 Acquired 5768 Direct
2019-08-20 Class A Common Stock S 4286 $134.49 Disposed 1482 Direct
2019-08-20 Class A Common Stock S 1482 $134.49 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-20 Stock Option (right to buy) $35.99 M 4286 Disposed 2028-05-24 Class A Common Stock (4286) Direct

Footnotes

F1: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

F2: 1/36 of the Option vests in equal monthly installments one month from 5/24/2018.