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ROKU, INC Director's Dealing 2018

Nov 19, 2018

30414_dirs_2018-11-19_d75234cf-1ca3-41c5-ad43-5b9170b6f3a5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2018-11-15

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock M 3355 Acquired 3355 Direct
2018-11-15 Coomon Stock F 1652 $44.53 Disposed 1703 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Restricted Stock Unit $0 M 3355 Disposed Common Stock (3355) Direct

Footnotes

F1: Represents shares withheld for the payment of applicable income and payroll withholding taxes due at vest.

F2: This RSU vests in 12 equal quarterly installments with the first vest occurring on November 15, 2018.