ROKU, INC — Director's Dealing 2018

Mar 29, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2018-03-27

Reporting Person: Globespan Capital Partners V LP (10% Owner)
Reporting Person: Goldfarb Andrew P (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-27	Class A Common Stock	S	1013457	$33.39	Disposed	3668070	Indirect
2018-03-27	Class A Common Stock	S	117993	$33.39	Disposed	427061	Indirect
2018-03-27	Class A Common Stock	S	13150	$34.18	Disposed	3654920	Indirect
2018-03-27	Class A Common Stock	S	1531	$34.18	Disposed	425530	Indirect
2018-03-28	Class A Common Stock	S	135901	$31.22	Disposed	3519019	Indirect
2018-03-28	Class A Common Stock	S	15815	$31.22	Disposed	409715	Indirect
2018-03-28	Class A Common Stock	S	77509	$32.40	Disposed	3441510	Indirect
2018-03-28	Class A Common Stock	S	9024	$32.40	Disposed	400691	Indirect
2018-03-28	Class A Common Stock	S	28111	$33.41	Disposed	3413399	Indirect
2018-03-28	Class A Common Stock	S	3281	$33.41	Disposed	397410	Indirect
2018-03-28	Class A Common Stock	S	27193	$34.00	Disposed	3386206	Indirect
2018-03-28	Class A Common Stock	S	3166	$34.00	Disposed	394244	Indirect
2018-03-29	Class A Common Stock	S	75462	$31.09	Disposed	3310744	Indirect
2018-03-29	Class A Common Stock	S	8788	$31.09	Disposed	385456	Indirect
2018-03-29	Class A Common Stock	S	58895	$32.51	Disposed	3251849	Indirect
2018-03-29	Class A Common Stock	S	6855	$32.51	Disposed	378601	Indirect

Footnotes

F1: The transaction was executed in multiple trades at prices ranging from $33.00 to $33.995. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2: Held directly by Globespan Capital Partners V, L.P. ("GCP V").

F3: Held directly by another fund affiliated with GCP V.

F4: The transaction was executed in multiple trades at prices ranging from $34.00 - $34.58.

F5: The transaction was executed in multiple trades at prices ranging from $31.00 - $31.93.

F6: The transaction was executed in multiple trades at prices ranging from $32.00 - $32.97.

F7: The transaction was executed in multiple trades at prices ranging from $33.04 - $33.98.

F8: The transaction was executed in multiple trades at prices ranging from $34.00 - $34.04.

F9: The transaction was executed in multiple trades at prices ranging from $31.00 - $31.80.

F10: The transaction was executed in multiple trades at prices ranging from $32.00 - $32.70.