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ROKU, INC — Director's Dealing 2018
May 29, 2018
30414_dirs_2018-05-29_026deec9-9848-4f70-98f2-373a276507a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2018-05-24
Reporting Person: Henricks Alan S. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-24 | Class A Common Stock | S | 5000 | $35.791 | Disposed | 38333 | Direct |
| 2018-05-25 | Class A Common Stock | S | 5000 | $36.75 | Disposed | 33333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-24 | Restricted Stock Unit | $0 | A | 2222 | Acquired | Common Stock (2222) | Direct | |
| 2018-05-24 | Stock Option (right to buy) | $35.99 | A | 5856 | Acquired | 2028-05-24 | Common Stock (5856) | Direct |
Footnotes
F1: All shares vest on the 12 month anniversary of the grant date.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $35.81per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option will vest in 12 monthly installments from grant date.