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ROKEBY RESOURCES LIMITED Major Shareholding Notification 2018

Aug 9, 2018

65707_rns_2018-08-09_a9eb032f-375b-418e-bf8b-24d6743da45b.pdf

Major Shareholding Notification

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To : Company Announcements
Fax No : 1300 135 638
Company: ASX Announcements
Subject : FORM 604

Resource Capital Funds Management Pty Ltd Level 3, 24 Kings Park RoadWest Perth WA 6005 Australia

Telephone: +61 8 9476 1900 Facsimile: +61 8 9485 2779 [email protected] e-mail: www.resourcecapitalfunds.com

From : Miriam Sharp
Pages : З
Date : August 10, 2018
Copy: Company SecretaryJustin Walawski Inca MineralsLimited - Emailed

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NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER

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Resource Capital Fund VI L.P. lodges the attached Form 604 in relation to Inca Minerals Limited.

Yours faithfully

Miriam Sharp

  1. Aug. 2018 13:52

No. 1152 P. $2/3$ 604 page 1/2 15 July 2001

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme INCA MINERALS LIMITED
ACN/ARSN1. Details of substantialholder(1) 128 512 907
NameACN/ARSN (if applicable) RESOURCE CAPITAL FUND VI LP ("RCF VI")
There was a change in the interests of thesubstantial holder on 08/08/2018
The previous notice was given to the companyon. 16/04/2018
The previous notice was dated2. Previous and present voting power 16/04/2018

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power(5)
FULLY PAID ORDINARYSHARES 216.510.590 6.35% 161.597.592 5.61%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (6) Considerationgiven in relation tochange $(7)$ Class andnumber ofsecuritiesaffected Person's votesaffected
02/08/2018 RCF VI Dilutionresulting froman issue ofshares N/A N/A. N/A
08/08/2018 RCF VI On MarketSales A$119,516.72 FULLY PAIDORDINARYSHARES$-29,879,179$ $-29,679,179$
08/08/2018 RCF VI On MarketSales A$52,079,44 FULLY PAIDORDINARYSHARES$-13.019.861$ -13.019.861
09/08/2018R RCF VI On MarketSales A$48.054.39 FULLY PAIDORDINARYSHARES$-12,013,598$ $-12.013.598$

4. Present relevant Interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitled tobe registered asholder (8) Nature of relevantInterest (6) Class andnumber ofsecurities Person'svotes
RCF VI Merrill Lynch(Australia)Nominees PtyLimited RCF VI Owner Fully PaidOrdinary Shares161.597.952 161.597.952
5. Changes in association
holder in relation to voting interests in the company or scheme are as follows: The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantia
Name and ACN/ARSN (If applicable) Nature of association
6. Addresses The addresses of persons named in this form are:
Name Address
RCF VI 1400 SIXTEENTH STREET, SUITE 200, DENVER CO 80202, USA
MERRILL LYNCH (AUSTRALIA)NOMINEES PTY LIMITED Level 19, 120 COLLINS STREET, MELBOURNE 3000, AUSTRALIA--------------------------------------
Signature print name PETER NICHOLSON Capacity AUTHORISED OFFICER
sion here. Date 10/08/2018

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • Include details of: $(6)$
    • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, $(a)$ a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of $(b)$ the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, $(7)$ or may, become entilled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identify of the person (eg. If the relevant interest arises because of an option) write "unknown". $(8)$
  • Give details, if appropriale, of the present association and any change in that association since the last substantial holding notice. $(9)$