Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ROKEBY RESOURCES LIMITED Major Shareholding Notification 2017

Mar 27, 2017

65707_rns_2017-03-27_169006c3-426e-46df-884b-bba793cfbcd3.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

RESOURCECAPITAL FUNDS m Resource Capital FundsManagement Pty LtdLevel 3, 24 Kings Park RoadWest Perth WA 6005AustraliaTelephone: +61 8 9476 1900Facsimile: +61 8 9485 2779[email protected]e-mail;www.resourcecapitalfunds.com
To: Company Announcements From : Miriam Sharp
Fax No: 1300 135 638 Pages: 3
Company: ASX Announcements Date: March 28, 2017
Subject: FORM 604 Copy: Company SecretaryJustin Walawski Inca MineralsLimited - Emailed

l.

NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER

$\mathcal{L}$

$\mathbf{r}$

Resource Capital Fund VI L.P. lodges the attached Form 604 in relation to Inca Minerals Limited.

$\sim$

Yours faithfully

Miriam Sharp

$\bar{z}$

$\chi^2/\psi^2$

  1. Mar. 2017 13:49

No. 0878 $P. 2$

604 page 1/2 15 July 2001
Form 604
Corporations Act 2001Section 671B
Notice of change of interests of substantial holder
Company Name/SchemeTo INCA MINERALS LIMITED
ACN/ARSN 128 512 907
1. Details of substantialholder(1)
NameACN/ARSN (if applicable) RESOURCE CAPITAL FUND VI LP ("RCF VI")
There was a change in the interests of thesubstantial holder on 22/03/2017
The previous notice was given to the companyon. 16/08/2016
The previous notice was dated 16/08/2016
2. Draviour and procent voting power.

Previous and present voting power 2,

The total number of votes attached to all the voling shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now r

Class of securities (4) Previous notice Present notice
Person's votes Voling power (5) Person's votes Voting power(5)
FULLY PAID ORDINARY
SHARES 268.200.000 13.65% 239.321.656 10.47%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date of Person whose Nature of Consideration Class and Person's votes
change relevant interest change (6) given in relation to number of affected
changed change (7) securities
affected
22/03/2017 RCF VI On Market A$121,248.39 FULLY PAID -4,490,681
Sales ORDINARY
SHARES
-4.490,681
22/03/2017 RCF VI On Market A$352,192.54 FULLY PAID -13,493,967
Sales ORDINARY
SHARES
$-13.493.967$
23/03/2017 RCF VI On Market A$63 512.04 FULLY PAID -2,520,319
Sales ORDINARY
SHARES
-2.520,319
24/03/2017 RCF VI On Market A$184,820.80 FULLY PAID $-7,305,170$
Sales ORDINARY
SHARES
7.305.170
27/03/2017 RCF VI On Market A$28,841.59 FULLY PAID $-1,068,207$
Sales ORDINARY
SHARES
1.068.207
mann 717

604

15 July 2001

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantInterest Registeredholder ofsecurities Person entitled tobe registered asholder $(8)$ Nature of relevantinterest (6) Class andnumber ofsecurities Person'svotes
RCF VI Merrill Lynch(Australia)Nominees PtyLimited. RCF VI Owner Fully PaidOrdinary Shares239.321.656 239,321,656

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

----1 Name and ACN/ARSN (If a,Standiander ---Nature of association
$\cdots$
._____

6. Addresses

The addresses of persons named in this form are:

Name Address
RCF VI 1400 SIXTEENTH STREET, SUITE 200, DENVER CO 80202, USA
MERRILL LYNCH (AUSTRALIA) Level 21, 120 COLLINS STREET, MELBOURNE 3000, AUSTRALIA
NOMINEES PTY LIMITED
Signature

PETER NICHOLSON Capacity AUTHORISED OFFICER print name 28/03/2017 Date sian here

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • $(6)$ Include details of:
    • any relevant agreement or other circumstances because of which the change in relevant Interest occurred. If subsection 671B(4) applies, (a) a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement: and
    • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of (b) the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, $(7)$ or may, become entilled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
  • Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$