AI assistant
ROKEBY RESOURCES LIMITED — Major Shareholding Notification 2017
Mar 27, 2017
65707_rns_2017-03-27_169006c3-426e-46df-884b-bba793cfbcd3.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
| RESOURCECAPITAL FUNDS m | Resource Capital FundsManagement Pty LtdLevel 3, 24 Kings Park RoadWest Perth WA 6005AustraliaTelephone: +61 8 9476 1900Facsimile: +61 8 9485 2779[email protected]e-mail;www.resourcecapitalfunds.com | ||
|---|---|---|---|
| To: | Company Announcements | From : | Miriam Sharp |
| Fax No: | 1300 135 638 | Pages: | 3 |
| Company: | ASX Announcements | Date: | March 28, 2017 |
| Subject: | FORM 604 | Copy: | Company SecretaryJustin Walawski Inca MineralsLimited - Emailed |
l.
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
$\mathcal{L}$
$\mathbf{r}$
Resource Capital Fund VI L.P. lodges the attached Form 604 in relation to Inca Minerals Limited.
$\sim$
Yours faithfully
Miriam Sharp
$\bar{z}$
$\chi^2/\psi^2$
- Mar. 2017 13:49
No. 0878 $P. 2$
| 604 | page 1/2 | 15 July 2001 | ||||
|---|---|---|---|---|---|---|
| Form 604 | ||||||
| Corporations Act 2001Section 671B | ||||||
| Notice of change of interests of substantial holder | ||||||
| Company Name/SchemeTo | INCA MINERALS LIMITED | |||||
| ACN/ARSN | 128 512 907 | |||||
| 1. Details of substantialholder(1) | ||||||
| NameACN/ARSN (if applicable) | RESOURCE CAPITAL FUND VI LP ("RCF VI") | |||||
| There was a change in the interests of thesubstantial holder on | 22/03/2017 | |||||
| The previous notice was given to the companyon. | 16/08/2016 | |||||
| The previous notice was dated | 16/08/2016 | |||||
| 2. Draviour and procent voting power. |
Previous and present voting power 2,
The total number of votes attached to all the voling shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voling power (5) | Person's votes | Voting power(5) | |
| FULLY PAID ORDINARY | ||||
| SHARES | 268.200.000 | 13.65% | 239.321.656 | 10.47% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date of | Person whose | Nature of | Consideration | Class and | Person's votes |
|---|---|---|---|---|---|
| change | relevant interest | change (6) | given in relation to | number of | affected |
| changed | change (7) | securities | |||
| affected | |||||
| 22/03/2017 | RCF VI | On Market | A$121,248.39 | FULLY PAID | -4,490,681 |
| Sales | ORDINARY | ||||
| SHARES | |||||
| -4.490,681 | |||||
| 22/03/2017 | RCF VI | On Market | A$352,192.54 | FULLY PAID | -13,493,967 |
| Sales | ORDINARY | ||||
| SHARES | |||||
| $-13.493.967$ | |||||
| 23/03/2017 | RCF VI | On Market | A$63 512.04 | FULLY PAID | -2,520,319 |
| Sales | ORDINARY | ||||
| SHARES | |||||
| -2.520,319 | |||||
| 24/03/2017 | RCF VI | On Market | A$184,820.80 | FULLY PAID | $-7,305,170$ |
| Sales | ORDINARY | ||||
| SHARES | |||||
| 7.305.170 | |||||
| 27/03/2017 | RCF VI | On Market | A$28,841.59 | FULLY PAID | $-1,068,207$ |
| Sales | ORDINARY | ||||
| SHARES | |||||
| 1.068.207 |
| mann 717 |
|---|
604
15 July 2001
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantInterest | Registeredholder ofsecurities | Person entitled tobe registered asholder $(8)$ | Nature of relevantinterest (6) | Class andnumber ofsecurities | Person'svotes |
|---|---|---|---|---|---|
| RCF VI | Merrill Lynch(Australia)Nominees PtyLimited. | RCF VI | Owner | Fully PaidOrdinary Shares239.321.656 | 239,321,656 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ----1 Name and ACN/ARSN (If a,Standiander | ---Nature of association |
|---|---|
| $\cdots$ | |
| ._____ |
6. Addresses
The addresses of persons named in this form are:
| Name | Address |
|---|---|
| RCF VI | 1400 SIXTEENTH STREET, SUITE 200, DENVER CO 80202, USA |
| MERRILL LYNCH (AUSTRALIA) | Level 21, 120 COLLINS STREET, MELBOURNE 3000, AUSTRALIA |
| NOMINEES PTY LIMITED |
| Signature |
|---|
PETER NICHOLSON Capacity AUTHORISED OFFICER print name 28/03/2017 Date sian here
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant Interest occurred. If subsection 671B(4) applies, (a) a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement: and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of (b) the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, $(7)$ or may, become entilled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$