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ROKEBY RESOURCES LIMITED — Major Shareholding Notification 2016
Nov 15, 2016
65707_rns_2016-11-15_c32beea2-c81d-4c55-889d-464e79768eed.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Inca Minerals Ltd | |
|---|---|---|
| ACN/ARSN- | 128 512 907 | |
| 1. Details of substantial holder (1)Name | Zhian Zhang | |
| ACN/ARSN (if applicable) |
The holder became a substantial holder on
$141112016$
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 81,200,000 | 181,200,000 | |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Nature of relevant interest (7)Holder of relevant interest | Class and number of securities | ||
|---|---|---|---|
| zhian Zhang | Registered Holder | 181,200,000 Ordinary shares | |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and numberof securities | |
|---|---|---|---|---|
| Zhang | Zhian Zhana | $2$ hang | 181,200,000 Ordinary | |
| Shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and numberof securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| SER Schedule | ||||
| attached. |
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| Zhian Zhang | PO Box 3054, Bellevue Hill, NSW 2023 | |
Signature
print name capacity Substantial Holder $1112016$ sign here date
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ and the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$ interest in
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting outthe terms of any relevant agreement, and a statement by the perso $(a)$
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomeentitled to receive in relation to that acquisition. Details m $(9)$ the relevant interest was acquired.
SCHEDULE
CONSIDERATION FOR RELEVANT INTERESTS
· ZHIAN ZHANG
| Settle Date | Description | Quantity | Price | G.S.T. | Cost (AUD) |
|---|---|---|---|---|---|
| 20-Oct-16 | ICG ORDINARY | 1,500,000 | 0.01 | $\mathbf 0$ | $15,000.00 |
| 20-Oct-16 | ICG ORDINARY | 2,000,000 | 0.01 | 0.19 | $20,002.05 |
| 20-Oct-16 | ICG ORDINARY | 1,500,000 | 0.01 | $\Omega$ | $15,000.00 |
| 13-Oct-16 | ICG ORDINARY | 1,500,000 | 0.011 | 1.81 | $16,519.95 |
| 13-Oct-16 | ICG ORDINARY | 2,000,000 | 0.011 | 2.2 | |
| 13-Oct-16 | ICG ORDINARY | 1,500,000 | 0.011 | 1.81 | $22,024.20 |
| 11-Oct-16 | ICG ORDINARY | 1,000,000 | 0.012 | 1.81 | $16,519.95 |
| 11-Oct-16 | ICG ORDINARY | 1,800,000 | 0.012 | 2.16 | $12,019.95 |
| 11-Oct-16 | ICG ORDINARY | 1,700,000 | 0.012 | 2.04 | $21,623.76 |
| 11-Oct-16 | ICG ORDINARY | 800,000 | 0.012 | 1.81 | $20,422.44 |
| 11-Oct-16 | ICG ORDINARY | 1,900,000 | 0.012 | 2.28 | $9,619.95 |
| 11-Oct-16 | ICG ORDINARY | 1,600,000 | 0.012 | 1.92 | $22,825.08 |
| 11-Oct-16 | ICG ORDINARY | 1,700,000 | 0.012 | 2.04 | $19,221.12 |
| 11-Oct-16 | 435,612 | 0.012 | 0.35 | $20,422.44 | |
| ICG ORDINARY | $5,231.15 | ||||
| 10-Oct-16 | ICG ORDINARY | 1,364,388 | 0.012 | 1.81 | $16,392.61 |
| 05-Oct-16 | ICG ORDINARY | 10,900,000 | 0.012 | 13.08 | $130,943.88 |
| 30-Sep-16 | ICG ORDINARY | 4,300,000 | 0.01 | 4.3 | $43,047.30 |
| 30-Sep-16 | ICG ORDINARY | 15,700,000 | 0.01 | 15.7 | $157,172.70 |
| 29-Sep-16 | ICG ORDINARY | 28,000,000 | 0.007 | 19.6 | $196,215.60 |
| 14-Nov-16 | ICG ORDINARY(Placement) | 100,000,000 | 0.011 | $1,100,000.00 | |
| Total | 181,200,000 | $1,880,224.13 |