AI assistant
ROKEBY RESOURCES LIMITED — Capital/Financing Update 2021
Jul 4, 2021
65707_rns_2021-07-04_d6a3121a-3d90-43b0-a66b-bdcbc5373467.pdf
Capital/Financing Update
Open in viewerOpens in your device viewer

Announcement Summary
Entity name
INCA MINERALS LIMITED
Announcement Type
New announcement
Date of this announcement
Saturday July 03, 2021
The +securities to be quoted are:
Other
Total number of +securities to be quoted
| ASX +securitycode | Security description | Number of +securities tobe quoted | Issue date |
|---|---|---|---|
| ICG | ORDINARY FULLY PAID | 4,778,394 | 06/07/2021 |
Refer to next page for full details of the announcement

Part 1 - Entity and announcement details
1.1 Name of entity
INCA MINERALS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type ABN
Registration number 36128512907
1.3 ASX issuer code
ICG
1.4 The announcement is
New announcement
1.5 Date of this announcement
3/7/2021

Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Other
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS? No
2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
There are
Shares issued to Directors as approved by shareholders 95,950 at .1303 cents and 200,000 at 10 cents
Shares to consultants 93,901 at .1303 cents
Option conversions 4,388,543 at 9 cents
Total - 95,950 + 200,000 + 93,901 +4,388,543 = 4,778,394
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of: The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class
ASX +security code and description ICG : ORDINARY FULLY PAID
Issue date
6/7/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Issue details
| Number of +securities to be quoted | ||||
|---|---|---|---|---|
| 4,778,394 | ||||
| Are the +securities being issued for a cash consideration?Yes | ||||
| In what currency is the cash consideration being paid? | What is the issue price per +security? | |||
| AUD - Australian Dollar | AUD 0.09200000 | |||
| Any other information the entity wishes to provide about the +securities to be quoted | ||||
| There will be reduction of ICGOB as they convert and the correct number on issue after this conversion will be -49,813,775 being 54,202,318 less 4,388,543 | ||||
The purpose(s) for which the entity is issuing the securities
Other
Please provide additional details
Option conversion and sahres issued in lieu of cash for services rendered.

Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| ICG : ORDINARY FULLY PAID | 420,755,066 |
| ICGOA : OPTION EXPIRING 31-OCT-2022 | 46,636,077 |
| ICGOB : OPTION EXPIRING 30-JUL-2021 | 54,202,318 |
| ICGOC : OPTION EXPIRING 31-OCT-2023 | 68,266,589 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of +securities on issue

Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
9