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Roivant Sciences Ltd. Regulatory Filings 2021

Sep 3, 2021

30587_rns_2021-09-03_bc9e71d9-a90e-4843-913a-e288f03b8a54.zip

Regulatory Filings

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8-A12B 1 d220388d8a12b.htm 8-A12B 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

ROIVANT SCIENCES LTD.

(Exact name of registrant as specified in its charter)

Bermuda 98-1173944
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number)
Suite 1, 3rd Floor 11-12 St. James’s Square London SW1Y 4LB United
Kingdom Not Applicable
(Address of principal executive offices) (Zip Code)

Securities registered or to be registered pursuant to Section 12(b) of the Act:

Title of each class Name of each exchange on which registered
Common Shares, $0.000000007 par value per share The Nasdaq Global Select Market
Warrants, each warrant to purchase one Common Share The Nasdaq Global Select Market

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement number to which this form relates: 333-256165

Securities to be registered pursuant to Section 12(g) of the Act:

None
(Title of class)
None
(Title of class)

Item 1. Description of Registrant’s Securities to be Registered.

The securities to be registered hereby are the common shares, $0.000000007 par value per share (the “Common Shares”), of Roivant Sciences Ltd. (the “Company”) and warrants to purchase Common Shares (the “Warrants”). The description of the Common Shares and Warrants contained under the heading “Description of Securities” in the registration statement initially filed with the Securities and Exchange Commission on May 14, 2021, as amended from time to time (File No. 333-256165) (the “Registration Statement”) to which this Form 8-A relates is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference herein.

Item 2. Exhibits.

In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed because no other securities of the registrant are registered on Nasdaq and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

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SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

/s/ Matt Maisak
Name: Matt Maisak
Title: Authorized Signatory

Dated: September 3, 2021

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