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Roivant Sciences Ltd. Director's Dealing 2024

Sep 27, 2024

30587_dirs_2024-09-26_77884d7f-6d9e-4c27-9464-4daa18a9e5e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2024-09-24

Reporting Person: Gold Daniel Allen (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-24 Common Shares S 1565670 $11.625 Disposed 5723423 Direct
2024-09-24 Common Shares S 577186 $11.625 Disposed 2079059 Indirect
2024-09-25 Common Shares S 991593 $11.7653 Disposed 4731830 Direct
2024-09-25 Common Shares S 365551 $11.7653 Disposed 1713508 Indirect
2024-09-25 Common Shares S 50000 $11.77 Disposed 23055358 Indirect
2024-09-26 Common Shares S 876000 $11.82 Disposed 22179358 Indirect

Footnotes

F1: The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.

F2: The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.