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Roivant Sciences Ltd. — Director's Dealing 2023
Mar 4, 2023
30587_dirs_2023-03-03_0c01447c-889c-4188-874d-1d9bd6f59de4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2023-03-01
Reporting Person: Pulik Richard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Common Shares | S | 1912 | $8.08 | Disposed | 223347 | Direct |
Footnotes
F1: Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") previously granted to the reporting person. This sale was effected pursuant to a "sell to cover" policy entered into pursuant to the requirements of Rule 10b5-1 and does not represent a discretionary sale by the reporting person.
F2: Includes Common Shares purchased under the Company's Employee Stock Purchase Plan.
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