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Roivant Sciences Ltd. Director's Dealing 2023

May 9, 2023

30587_dirs_2023-05-08_ef51a024-ad32-49fa-b4b2-23dec55fa791.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2023-05-04

Reporting Person: Venker Eric (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-04 Common Shares M 88838 $3.85 Acquired 764606 Direct
2023-05-04 Common Shares S 88838 $8.3 Disposed 675768 Direct
2023-05-08 Common Shares M 61206 $3.85 Acquired 736974 Direct
2023-05-08 Common Shares S 61206 $8.93 Disposed 675768 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-04 Stock Option (Right to Buy) $3.85 M 88838 Disposed 2032-04-19 Common Shares (88838) Direct
2023-05-08 Stock Option (Right to Buy) $3.85 M 61206 Disposed 2032-04-19 Common Shares (61206) Direct

Footnotes

F1: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. These sales were effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted on February 25, 2023.

F2: Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).