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Roivant Sciences Ltd. Director's Dealing 2022

Nov 15, 2022

30587_dirs_2022-11-14_ca4fe670-1cdd-4686-9f32-1597af8e8292.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2022-11-09

Reporting Person: MANCHESTER KEITH S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-09 Common Shares J 1196200 Disposed 38582314 Indirect
2022-11-10 Common Shares S 1092355 $4.75 Disposed 37489959 Indirect
2022-11-10 Common Shares S 372427 $4.75 Disposed 13535929 Indirect
2022-11-10 Common Shares S 2311643 $4.75 Disposed 28010344 Indirect
2022-11-10 Common Shares S 146079 $4.75 Disposed 5470181 Indirect

Footnotes

F1: Shares were distributed in-kind to certain shareholders of QVT Financial Investment Cayman Ltd. who subsequently gifted the shares to charitable foundations, each of which is subject to a lock-up.

F2: The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.