Roivant Sciences Ltd. — Director's Dealing 2021

Oct 1, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2021-10-01

Reporting Person: QVT Financial LP (10% Owner, Director by Deputization)
Reporting Person: QVT Financial GP LLC (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	109761	Indirect
Common Shares	39658939	Indirect
Common Shares	13908356	Indirect
Common Shares	30321987	Indirect
Common Shares	5616260	Indirect
Common Shares	39778514	Indirect

Footnotes

F1: Aggregately, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 129,393,817 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC"). QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT.

F2: QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein.

F3: Management of Fourth Avenue is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company, which may be deemed to beneficially own the Shares held directly by Fourth Avenue.

F4: QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares.