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Roivant Sciences Ltd. — Director's Dealing 2021
Oct 1, 2021
30587_dirs_2021-10-01_060797e5-0ce6-4798-9afd-2d2a15445928.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2021-10-01
Reporting Person: Venker Eric (President & COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1388993 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.45 | 2027-11-19 | Common Shares (260326) | Direct | |
| Stock Option (Right to Buy) | $7.99 | 2028-05-20 | Common Shares (70702) | Direct | |
| Stock Option (Right to Buy) | $10.96 | 2029-05-19 | Common Shares (292620) | Direct | |
| Stock Option (Right to Buy) | $15.85 | 2026-03-31 | Common Shares (1181883) | Direct | |
| Stock Option (Right to Buy) | $13.07 | 2030-05-19 | Common Shares (438930) | Direct | |
| Stock Option (Right to Buy) | $10.00 | 2031-05-01 | Common Shares (1969557) | Direct |
Footnotes
F1: Includes (i) an award of 438,930 restricted stock units with respect to Common Shares ("RSUs") with a vesting commencement date of May 20, 2020 and (ii) an award of 950,063 RSUs with a vesting commencement date of May 20, 2021. These awards of RSUs service-vest (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.
F2: Award of stock options to purchase Common Shares with a vesting commencement date of October 16, 2017.
F3: Award of stock options to purchase Common Shares with a vesting commencement date of May 21, 2018.
F4: Award of stock options to purchase Common Shares with a vesting commencement date of May 20, 2019.
F5: Award of stock options to purchase Common Shares with a vesting commencement date of December 27, 2019.
F6: Award of stock options to purchase Common Shares with a vesting commencement date of May 20, 2020.
F7: Award of stock options to purchase Common Shares with a vesting commencement date of May 20, 2021.
F8: Awards of stock options to purchase Common Shares vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.