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Roivant Sciences Ltd. Director's Dealing 2021

Oct 2, 2021

30587_dirs_2021-10-01_ae77620c-c6f1-4470-929f-ab81de7dbac5.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2021-10-01

Reporting Person: VIKING GLOBAL INVESTORS LP (N/A)
Reporting Person: Ott David C. (N/A)
Reporting Person: HALVORSEN OLE ANDREAS (N/A)
Reporting Person: Shabet Rose Sharon (N/A)
Reporting Person: Viking Global Opportunities Illiquid Investments Sub-Master LP (N/A)
Reporting Person: Viking Global Opportunities GP LLC (N/A)
Reporting Person: Viking Global Opportunities Portfolio GP LLC (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 751766 Indirect
Common Shares 36836555 Indirect
Common Shares 35539877 Indirect
Common Shares 15110502 Indirect

Footnotes

F1: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund").

F2: VGP provides managerial services to VGEM and is the general partner of VGEII. VLFGP provides managerial services to VLFM. Opportunities Portfolio GP is the general partner of Opportunities Fund. Each of VGI, VGP, VLFGP, Opportunities GP, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively the "Reporting Persons") may be deemed to beneficially own all of the securities reported on this form.

F3: These shares are held directly by VGEII. VGEM is the general partner of VGEII. Because of the relationship between VGEM and VGEII, VGEM may be deemed to beneficially own the shares held directly by VGEII.

F4: These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM.

F5: These shares are held directly by Opportunities Fund. VGI provides managerial services to Opportunities Fund. Because of the relationship between VGI and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by Opportunities Fund.

F6: Opportunities Portfolio GP is the general partner of Opportunities Fund. Because of the relationship between Opportunities Portfolio GP and Opportunities Fund, Opportunities Portfolio GP may be deemed to beneficially own the shares held directly by Opportunities Fund. Opportunities GP is the sole owner of Opportunities Portfolio GP. Because of the relationship between Opportunities GP and Opportunities Portfolio GP, Opportunities GP may be deemed to beneficially own the shares held directly by Opportunities Fund.

F7: These shares are held directly by VLFM. VLFGP provides managerial services to VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares held directly by VLFM.

F8: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.