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Roivant Sciences Ltd. — Director's Dealing 2021
Oct 2, 2021
30587_dirs_2021-10-01_2faa01de-607c-4d7d-9fd2-cac795eee67e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Roivant Sciences Ltd. (ROIV)
CIK: 0001635088
Period of Report: 2021-10-01
Reporting Person: VIKING GLOBAL PERFORMANCE LLC (N/A)
Reporting Person: Ott David C. (N/A)
Reporting Person: HALVORSEN OLE ANDREAS (N/A)
Reporting Person: Shabet Rose Sharon (N/A)
Reporting Person: Viking Global Equities Master Ltd. (N/A)
Reporting Person: Viking Global Equities II LP (N/A)
Reporting Person: Viking Long Fund Master Ltd. (N/A)
Reporting Person: Viking Long Fund GP LLC (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 751766 | Indirect |
| Common Shares | 36836555 | Indirect |
| Common Shares | 35539877 | Indirect |
| Common Shares | 15110502 | Indirect |
Footnotes
F1: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund").
F2: VGP provides managerial services to VGEM and is the general partner of VGEII. VLFGP provides managerial services to VLFM. Opportunities Portfolio GP is the general partner of Opportunities Fund. Each of VGI, VGP, VLFGP, Opportunities GP, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively the "Reporting Persons") may be deemed to beneficially own all of the securities reported on this form.
F3: These shares are held directly by VGEII. VGEM is the general partner of VGEII. Because of the relationship between VGEM and VGEII, VGEM may be deemed to beneficially own the shares held directly by VGEII
F4: These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM
F5: These shares are held directly by Opportunities Fund. VGI provides managerial services to Opportunities Fund. Because of the relationship between VGI and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by Opportunities Fund
F6: Opportunities Portfolio GP is the general partner of Opportunities Fund. Because of the relationship between Opportunities Portfolio GP and Opportunities Fund, Opportunities Portfolio GP may be deemed to beneficially own the shares held directly by Opportunities Fund. Opportunities GP is the sole owner of Opportunities Portfolio GP. Because of the relationship between Opportunities GP and Opportunities Portfolio GP, Opportunities GP may be deemed to beneficially own the shares held directly by Opportunities Fund.
F7: These shares are held directly by VLFM. VLFGP provides managerial services to VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares held directly by VLFM.
F8: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.