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Roivant Sciences Ltd. Director's Dealing 2019

Dec 20, 2019

30587_dirs_2019-12-20_a61c0be4-6519-416c-a5ae-60a508fc918a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Immunovant, Inc. (IMVT)
CIK: 0001764013
Period of Report: 2019-12-18

Reporting Person: Roivant Sciences Ltd. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-18 Common Stock, $0.0001 par value per share J 36919967 $10.00 Acquired 37404967 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-18 Series A Preferred Stock, $0.0001 par value per share $ J 10000 Acquired Common Stock, $0.0001 par value per share (10000) Direct

Footnotes

F1: The transaction was pursuant to a Share Exchange Agreement, dated as of September 29, 2019, where Roivant received 36,917,339 shares of Common Stock in consideration for its equity securities of Immunovant Sciences Ltd., as well as 10,000 shares of Series A Preferred Stock

F2: The price reported in Column 4 is the deemed value of the shares in the Share Exchange Agreement

F3: Each share of Series A Preferred Stock is convertible into common stock on a one-for-one basis into the number of shares of common stock shown in column 7 at any time at the holder's election. The Series A Preferred Stock has no expiration date.

F4: The price reported in Column 8 is the deemed value of the shares in the Share Exchange Agreement