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Roivant Sciences Ltd. — Director's Dealing 2019
Dec 20, 2019
30587_dirs_2019-12-20_a61c0be4-6519-416c-a5ae-60a508fc918a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Immunovant, Inc. (IMVT)
CIK: 0001764013
Period of Report: 2019-12-18
Reporting Person: Roivant Sciences Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-18 | Common Stock, $0.0001 par value per share | J | 36919967 | $10.00 | Acquired | 37404967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-18 | Series A Preferred Stock, $0.0001 par value per share | $ | J | 10000 | Acquired | Common Stock, $0.0001 par value per share (10000) | Direct |
Footnotes
F1: The transaction was pursuant to a Share Exchange Agreement, dated as of September 29, 2019, where Roivant received 36,917,339 shares of Common Stock in consideration for its equity securities of Immunovant Sciences Ltd., as well as 10,000 shares of Series A Preferred Stock
F2: The price reported in Column 4 is the deemed value of the shares in the Share Exchange Agreement
F3: Each share of Series A Preferred Stock is convertible into common stock on a one-for-one basis into the number of shares of common stock shown in column 7 at any time at the holder's election. The Series A Preferred Stock has no expiration date.
F4: The price reported in Column 8 is the deemed value of the shares in the Share Exchange Agreement