AI assistant
ROGERS CORP — Director's Dealing 2006
Sep 1, 2006
31943_dirs_2006-09-01_58ff39db-e8b3-46c5-b743-5f0618cbb0bc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ROGERS CORP (ROG)
CIK: 0000084748
Period of Report: 2006-08-24
Reporting Person: Kerr Mario C (VP Sales and Marketing)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Capital (Common) Stock | 427.368 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.47 | 2009-01-28 | Capital (Common) Stock (10000) | Direct | |
| Employee Stock Option (Right to Buy) | $18.75 | 2009-10-20 | Capital (Common) Stock (4000) | Direct | |
| Employee Stock Option (Right to Buy) | $34.25 | 2010-10-18 | Capital (Common) Stock (2000) | Direct | |
| Employee Stock Option (Right Buy) | $34.09 | 2011-10-23 | Capital (Common) Stock (2000) | Direct | |
| Employee Stock Option (Right to Buy) | $29.3 | 2012-02-13 | Capital (Common) Stock (2000) | Direct | |
| Employee Stock Option (Right to Buy) | $26.11 | 2012-10-23 | Capital (Common) Stock (8000) | Direct | |
| Employee Stock Option (Right to Buy) | $38.53 | 2013-10-29 | Capital (Common) Stock (14000) | Direct | |
| Employee Stock Option (Right to Buy) | $59.85 | 2014-04-29 | Capital (Common) Stock (13000) | Direct | |
| Employee Stock Option (Right to Buy) | $34.83 | 2015-04-28 | Capital (Common) Stock (14000) | Direct | |
| Employee Stock Option (Right to Buy) | $48 | 2016-02-15 | Capital (Common) Stock (5750) | Direct |
Footnotes
F1: Mr. Kerr also indirectly owns 1048.5864 shares of Rogers Corporation Capital (Common) Stock through the Company's 40l(k) plan.
F2: This Incentive Stock Option was granted pursuant to the 1994 Stock Compensation Plan and became exercisable in one-third increments on the second, third and fourth anniversary dates of the grant.
F3: This Incentive Stock Option was granted pursuant to the 1998 Stock Incentive plan and became exercisable in one-third increments on the second, third and fourth anniversary dates of the grant.
F4: This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and became exercisable in one-third increments on the second, third and fourth anniversary dates of the grant.
F5: This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was initially exercisable as follows: 667 shares on 2-13-04, 666 shares on 2-13-05 and 667 shares on 2-13-06. This option was later accelerated so that it became fully vested on 12-13-05; however, the shares cannot be sold or otherwise disposed of until the option normally would have vested.
F6: This Non-Qualified Stock Option was granted pursuant to the 1990 Stock OptionPlan and was initially exercisable as follows: 2667 shares on 10-23-04, 2666 shares on 10-23-05 and 2667 shares on 10-23-06. This option was later accelerated so that it became fully vested on 12-13-05; however, the shares cannot be sold or otherwise disposed of until the option normally would have vested.
F7: This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was initially exercisable as follows: 4,667 shares on 10-23-05, 4,666 shares on 10-23-06 and 4,667 shares on 10-23-07. This option was later accelerated so that it became fully vested on 11-11-05; however, the shares cannot be sold or otherwise disposed of until the option normally would have vested.
F8: This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option plan and was immediately exercisable as of the grant date. However, no shares received from the exercise of the stock option grant can be sold before 4-29-2008 unless the optionee's employment is ended due to retirement, disability, death or involuntary termination.
F9: This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and was immediately exercisable as of the grant date. However, no shares received from the exercise of the stock option grant can be sold before 4-28-2009 unless the optionee's employment is ended due to retirement, disability, death or involuntary termination.
F10: This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and is exercisable in one-third increments on the second, third and fourth anniversary dates of the grant.