ROCKY BRANDS, INC. — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2021-03-01

Reporting Person: Wortham Byron (President, Core Brands)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock, without par value	M	2000.0000	$18.9000	Acquired	2000.0000	Direct
2021-03-01	Common Stock, without par value	M	1000.0000	$26.0000	Acquired	3000.0000	Direct
2021-03-01	Common Stock, without par value	M	800.0000	$11.5500	Acquired	3800.0000	Direct
2021-03-01	Common Stock, without par value	M	400.0000	$11.5600	Acquired	4200.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Stock Option (right to buy)	$18.9000	M	2000.0000	Disposed	2028-01-02	Common Stock, without par value (2000.0000)	Direct
2021-03-01	Stock Option (right to buy)	$26.0000	M	1000.0000	Disposed	2029-01-02	Common Stock, without par value (1000.0000)	Direct
2021-03-01	Stock Option (right to buy)	$11.5500	M	800.0000	Disposed	2027-01-03	Common Stock, without par value (800.0000)	Direct
2021-03-01	Stock Option (right to buy)	$11.5600	M	400.0000	Disposed	2026-01-04	Common Stock, without par value (400.0000)	Direct

Footnotes

F1: Option vests 20% per year beginning on the first anniversary of the date of grant.