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ROCKY BRANDS, INC. Director's Dealing 2021

Mar 12, 2021

33620_dirs_2021-03-12_5d957da8-0bab-43b9-93f9-97768d785638.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2021-03-10

Reporting Person: Finn Michael L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-10 Common Stock, without par value M 4000.0000 $18.9000 Acquired 25234.0000 Direct
2021-03-10 Common Stock, without par value M 2000.0000 $11.5500 Acquired 27234.0000 Direct
2021-03-10 Common Stock, without par value S 6000.0000 $46.3600 Disposed 21234.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-10 Stock Option (right to buy) $18.9000 M 4000.0000 Disposed 2023-01-02 Common Stock, without par value (4000.0000) Direct
2021-03-10 Stock Option (right to buy) $11.5500 M 2000.0000 Disposed 2022-01-03 Common Stock, without par value (2000.0000) Direct

Footnotes

F1: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $46.35 to $46.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.