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ROCKY BRANDS, INC. Director's Dealing 2021

Mar 19, 2021

33620_dirs_2021-03-19_04306425-441a-4e42-a57d-100aeb0b0908.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2021-03-17

Reporting Person: Simms Richard (President of Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-17	Common Stock, without par value	M	2000.0000	$11.5500	Acquired	6245.0000	Direct
2021-03-17	Common Stock, without par value	M	1200.0000	$11.5600	Acquired	7445.0000	Direct
2021-03-17	Common Stock, without par value	M	600.0000	$13.4200	Acquired	8045.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-17	Stock Option (right to buy)	$13.4200	M	600.0000	Disposed	2025-01-02	Common Stock, without par value (600.0000)	Direct
2021-03-17	Stock Option (right to buy)	$11.5500	M	2000.0000	Disposed	2027-01-03	Common Stock, without par value (2000.0000)	Direct
2021-03-17	Stock Option (right to buy)	$11.5600	M	1200.0000	Disposed	2026-01-04	Common Stock, without par value (1200.0000)	Direct

Footnotes

F1: Option vests 20% per year beginning on the first anniversary of the date of grant.