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ROCKY BRANDS, INC. Director's Dealing 2018

Jun 18, 2018

33620_dirs_2018-06-18_bdaa8416-623a-4226-a56d-b63ffa5c5e61.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2018-06-14

Reporting Person: Simms Richard (President of Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-14 Common Stock, without par value M 1600.0000 $14.5700 Acquired 5350.0000 Direct
2018-06-14 Common Stock, without par value M 1500.0000 $13.4200 Acquired 6850.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-14 Stock Option (right to buy) $14.5700 M 1600.0000 Disposed 2024-01-02 Common Stock, without par value (1600.0000) Direct
2018-06-14 Stock Option (right to buy) $13.4200 M 1500.0000 Disposed 2025-01-02 Common Stock, without par value (1500.0000) Direct

Footnotes

F1: Option vests 20% per year beginning on the first anniversary of the date of grant.