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ROCKY BRANDS, INC. Director's Dealing 2018

Sep 11, 2018

33620_dirs_2018-09-11_d6ddd42c-a3a0-42cf-9ec1-d28e3d8b8e87.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2018-09-06

Reporting Person: Brooks Jason (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-06	Common Stock, without par value	M	1800.0000	$13.4200	Acquired	6003.0000	Direct
2018-09-06	Common Stock, without par value	M	1200.0000	$11.5600	Acquired	7203.0000	Direct
2018-09-06	Common Stock, without par value	M	1000.0000	$11.5500	Acquired	8203.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-06	Stock Option (right to buy)	$13.4200	M	1800.0000	Disposed	2025-01-02	Common Stock, without par value (1800.0000)	Direct
2018-09-06	Stock Option (right to buy)	$11.5500	M	1000.0000	Disposed	2027-01-03	Common Stock, without par value (1000.0000)	Direct
2018-09-06	Stock Option (right to buy)	$11.5600	M	1200.0000	Disposed	2026-01-04	Common Stock, without par value (1200.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, without par value	1535.0000	Indirect
Common Stock, without par value	2000.0000	Indirect

Footnotes

F1: Option vests 20% per year beginning on the first anniversary of the date of grant.