ROCKY BRANDS, INC. — Director's Dealing 2017

Jan 25, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2017-01-12

Reporting Person: Staude Michael L. (SVP-Finance & Interim CFO)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit	$	2018-01-02	Common Stock, without par value (750.0000)		Direct
Restricted Stock Unit	$	2019-01-02	Common Stock, without par value (1000.0000)		Direct
Restricted Stock Unit	$	2020-01-04	Common Stock, without par value (1000.0000)		Direct
Stock Option (right to buy)	$11.5500	2027-01-03	Common Stock, without par value (1000.0000)		Direct
Stock Option (right to buy)	$11.5600	2026-01-04	Common Stock, without par value (1000.0000)		Direct
Stock Option (right to buy)	$13.4200	2025-01-02	Common Stock, without par value (1000.0000)		Direct
Stock Option (right to buy)	$14.5700	2024-01-02	Common Stock, without par value (750.0000)		Direct

Footnotes

F1: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3: Option vests 20% per year beginning on the first anniversary of the date of grant.