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ROCKY BRANDS, INC. Director's Dealing 2017

Jun 20, 2017

33620_dirs_2017-06-20_e145e66a-a5b6-49be-88a2-cdbd817d4b3d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2017-06-15

Reporting Person: Wortham Byron (Pres CoreBrndSalesMktg&ProdDev)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, without par value 250.0000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ 2020-01-04 Common Stock, without par value (750.0000) Direct
Stock Option (right to buy) $11.5500 2027-01-03 Common Stock, without par value (2000.0000) Direct

Footnotes

F1: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3: Option vests 20% per year beginning on the first anniversary of the date of grant.