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ROCKY BRANDS, INC. Director's Dealing 2015

Jan 6, 2015

33620_dirs_2015-01-06_53ec93b3-a148-4ee9-af81-ca472b71de1e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2015-01-02

Reporting Person: Brooks Jason (President-US Wholesale Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-02 Common Stock, without par value M 500.0000 $0.0000 Acquired 8535.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-01-02 Restricted Stock Unit $ M 500.0000 Disposed 2018-01-02 Common Stock, without par value (500.0000) Direct
2015-01-02 Restricted Stock Unit $ A 3000.0000 Acquired 2019-01-02 Common Stock, without par value (3000.0000) Direct
2015-01-02 Stock Option (right to buy) $13.4200 A 3000.0000 Acquired 2025-01-02 Common Stock, without par value (3000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, without par value 1535.0000 Indirect
Common Stock, without par value 5070.0000 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.

F3: Option vests 20% per year beginning on the first anniversary of the date of grant.