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ROCKY BRANDS, INC. — Director's Dealing 2015
Jan 6, 2015
33620_dirs_2015-01-06_53ec93b3-a148-4ee9-af81-ca472b71de1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKY BRANDS, INC. (RCKY)
CIK: 0000895456
Period of Report: 2015-01-02
Reporting Person: Brooks Jason (President-US Wholesale Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Common Stock, without par value | M | 500.0000 | $0.0000 | Acquired | 8535.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Restricted Stock Unit | $ | M | 500.0000 | Disposed | 2018-01-02 | Common Stock, without par value (500.0000) | Direct |
| 2015-01-02 | Restricted Stock Unit | $ | A | 3000.0000 | Acquired | 2019-01-02 | Common Stock, without par value (3000.0000) | Direct |
| 2015-01-02 | Stock Option (right to buy) | $13.4200 | A | 3000.0000 | Acquired | 2025-01-02 | Common Stock, without par value (3000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, without par value | 1535.0000 | Indirect |
| Common Stock, without par value | 5070.0000 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
F2: Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.
F3: Option vests 20% per year beginning on the first anniversary of the date of grant.
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