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ROCKWELL AUTOMATION, INC Director's Dealing 2021

Dec 10, 2021

17734_dirs_2021-12-09_62a89a05-e91c-49f1-9b66-55ffca321703.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKWELL AUTOMATION, INC (ROK)
CIK: 0001024478
Period of Report: 2021-12-07

Reporting Person: GENEREUX SCOTT (Sr.VP, Chief Revenue Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-07 Employee Stock Option (Right to Buy) $350.76 A 6844 Acquired 2031-12-07 Common Stock (6844.0) Direct
2021-12-07 Restricted Stock Units $ A 1711 Acquired 2024-12-07 Common Stock (1711.0) Direct

Footnotes

F1: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2: The options vest in three substantially equal annual installments beginning on the date exercisable.

F3: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.