ROCKWELL AUTOMATION, INC — Director's Dealing 2021

Dec 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKWELL AUTOMATION, INC (ROK)
CIK: 0001024478
Period of Report: 2021-12-07

Reporting Person: House Rebecca W (SVP, CLO and Secretary)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-07	Employee Stock Option (Right to Buy)	$350.76	A	6159	Acquired	2031-12-07	Common Stock (6159.0)	Direct
2021-12-07	Restricted Stock Units	$	A	1540	Acquired	2024-12-07	Common Stock (1540.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Share Equivalents	$		Common Stock (24.96)	24.96	Indirect

Footnotes

F1: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2: The options vest in three substantially equal annual installments beginning on the date exercisable.

F3: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

F5: Each unit is the economic equivalent of one share of Company common stock.

F6: The share equivalents are payable in cash upon retirement or after termination of employment.

F7: Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.