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ROCKWELL AUTOMATION, INC Director's Dealing 2016

Feb 3, 2016

17734_dirs_2016-02-03_9b154657-e1c1-4feb-9de8-911508bec90c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKWELL AUTOMATION INC (ROK)
CIK: 0001024478
Period of Report: 2016-02-02

Reporting Person: Holloman James Phillip (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-02 Restricted Stock Units $ A 432 Acquired Common Stock (432) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3: Payable upon retirement, change of control and certain other circumstances.