ROCKWELL AUTOMATION, INC — Director's Dealing 2016

Dec 8, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKWELL AUTOMATION INC (ROK)
CIK: 0001024478
Period of Report: 2016-12-06

Reporting Person: Etzel Steven W. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-06	Common Stock	A	190	—	Acquired	6595	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-06	Employee Stock Option (Right to Buy)	$136.4	A	3100	Acquired	2026-12-06	Common Stock (3100)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	574.2351	Indirect

Footnotes

F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2016.

F2: The option vests in three substantially equal annual installments beginning on the date exercisable.

F3: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4: Includes 660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.