ROCKWELL AUTOMATION, INC — Director's Dealing 2013

Dec 6, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKWELL AUTOMATION INC (ROK)
CIK: 0001024478
Period of Report: 2013-12-04

Reporting Person: Moret Blake D. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-12-04	Common Stock	A	1380	—	Acquired	12723	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-04	Employee Stock Option (Right to Buy)	$108.89	A	17800	Acquired	2023-12-04	Common Stock (17800)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1096.2473	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Share Equivalents	$		Common Stock (217.8785)	217.8785	Indirect

Footnotes

F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2013.

F2: Each unit is the economic equivalent of one share of Company common stock.

F3: The share equivalents are payable in cash upon retirement or after termination of employment.

F4: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F5: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F6: Includes 6,230 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

F7: The option vests in three substantially equal annual installments beginning on the date exercisable.