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ROCKWELL AUTOMATION, INC — Director's Dealing 2012
Feb 2, 2012
17734_dirs_2012-02-02_1fd4d8d0-0cdb-483e-b426-f69a46f0ac4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKWELL AUTOMATION INC (ROK)
CIK: 0001024478
Period of Report: 2012-02-02
Reporting Person: ROHR DRALLE RONDI (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | M | 7000 | $43.9 | Acquired | 22183 | Direct |
| 2012-02-02 | Common Stock | S | 7000 | $80.0003 | Disposed | 15183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Employee Stock Option (Right to Buy) | $43.9 | M | 7000 | Disposed | 2014-11-08 | Common Stock (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3423.5256 | Indirect |
Footnotes
F1: Shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 12/30/2011.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $80 to $80.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: 1,380 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.