Major Shareholding Notification • Mar 20, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 8418C
Rockhopper Exploration plc
20 March 2014
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rockhopper Exploration plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | YES | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): Update of position | |||||
| 3. Full name of person(s) subject to the notification obligation: |
JPMorgan Chase & Co. | ||||
| 4. Full name of shareholder(s) (if different from 3.): | J.P. Morgan Securities Plc | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
19 March 2014 | ||||
| 6. Date on which issuer notified: | 20 March 2014 | ||||
| 7. Threshold(s) that is/are crossed or reached: |
3%, 4%, 5%, 6% Upwards | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| GB0001216000 | Below minimum threshold | Below minimum threshold | 19,282,311 | 6.78% | ||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
| Equity Swap | 394,719 | Nominal | Delta | |||||||||||||
| 0.14% | ||||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 19,677,030 | 6.92% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
| Total disclosable holding for JPMorgan Chase & Co. : 19,677,030 (6.92%) J.P. Morgan Securities Plc: 19,677,030 (6.92%) |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | N/A | |
| 11. Number of voting rights proxy holder will cease to hold: |
N/A | |
| 12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
| 13. Additional information: | N/A | |
| 14. Contact name: | Tung Thanh Le | |
| 15. Contact telephone number: | 020 7742 7272 | |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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