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ROCKET PHARMACEUTICALS, INC. — Director's Dealing 2025
Feb 27, 2025
33148_dirs_2025-02-27_0b9fef35-8da7-40fc-aae5-cce9f2da6e6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2024-05-17
Reporting Person: Schwartz Jonathan David (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-17 | Common Stock | S | 2754 | $23.35 | Disposed | 169659 | Direct |
| 2024-08-16 | Common Stock | S | 2710 | $18.5 | Disposed | 166949 | Direct |
| 2024-11-21 | Common Stock | S | 3097 | $13.05 | Disposed | 163852 | Direct |
| 2025-02-25 | Common Stock | S | 6532 | $10.58 | Disposed | 237638 | Direct |
Footnotes
F1: Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis.
F2: The shares of common stock were sold by the Reporting Person in order to pay tax withholding obligations in connection with the vesting of RSUs.
F3: Inclusive of the acquisition of 80,318 RSUs that convert to common stock on a one-for-one basis, as reported on the Reporting Person's Form 4 filed on 02/13/2025.
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