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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2025

Feb 27, 2025

33148_dirs_2025-02-27_0b9fef35-8da7-40fc-aae5-cce9f2da6e6a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2024-05-17

Reporting Person: Schwartz Jonathan David (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-05-17 Common Stock S 2754 $23.35 Disposed 169659 Direct
2024-08-16 Common Stock S 2710 $18.5 Disposed 166949 Direct
2024-11-21 Common Stock S 3097 $13.05 Disposed 163852 Direct
2025-02-25 Common Stock S 6532 $10.58 Disposed 237638 Direct

Footnotes

F1: Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis.

F2: The shares of common stock were sold by the Reporting Person in order to pay tax withholding obligations in connection with the vesting of RSUs.

F3: Inclusive of the acquisition of 80,318 RSUs that convert to common stock on a one-for-one basis, as reported on the Reporting Person's Form 4 filed on 02/13/2025.