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ROCKET PHARMACEUTICALS, INC. — Director's Dealing 2025
Aug 20, 2025
33148_dirs_2025-08-20_875d87a1-a5e4-4c80-9a86-89fb16a34a74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2025-08-18
Reporting Person: Shah Gaurav (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-18 | Common Stock | F | 2234 | $3.05 | Disposed | 784572 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 207897 | Indirect |
| Common Stock | 198341 | Indirect |
Footnotes
F1: Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis.
F2: The shares of common stock were withheld by the Company in order to pay tax withholding obligations in connection with the vesting of RSUs.
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